QUESTION

Want to grow a retail ‘advice’ business without drowning under the never-ending ‘legacy-liability’ and to have your compliance resources help the growth of your business rather than hinder it?..

COMPLIANCE

4TR provide compliance services to all retail advice firms large and small to assist them in integrating better technology solutions to their businesses to provide more robust advice and quality controls as required of them by MIFID II and GDPR. The business was founded by two leading specialists in the remote advice, cloud business systems and client meeting recording solutions and are available for consultancy and project work.

4TR provide paraplanning support either as a consultancy service to assist smaller firms interpret the FCA requirements and FOS decision implications on their advice or as an ongoing paraplanning service providing research and suitability letter support for all smaller firms- utilising the latest suitability writers and over 30 years of FCA compliance knowledge. We can also offer constructive feedback on training suitability considerations to individual advisors.

PARAPLANNING

TECHNOLOGY

4TR provide technology solutions together with ongoing support & training. Have you ever been told by your IT department that you cannot do something due to cost, lack of resources or security fears? Then fear not as we eat insurmountable problems for breakfast. Our resident IT Guru Rod Reed designed and implemented one of the earliest cloud-based national IFA practices, utilising video conferencing, screen sharing, cloud-based call centre grade telephony with call recording and agent evaluation, all built around banking grade security using Microsoft Office 365 and Azure.