ABOUT US

WE ARE
A company determined to change the way we look at compliance in the financial services industry. Over 25 years we have watched regulators come and go, advisers get better qualified and advice become more transparent and yet we still have advice misselling scandals and huge fines. 4TR is made up of specialists whose focus is to prevent this from happening again using innovative tools, years of experience of the regulator and a determination to help firms give quality advice that leads to testimonials ….not complaints.
ROD REED

Background

 

  • Chief Marketing & Technology Officer of Alexander House Financial Services.

  • Managing Director of The Support Store providing managed IT services to SME companies, specialising in Cloud and VoIP services. 

  • Founder & Operations Director of New Horizons, master franchisee in UK & Ireland, the world’s largest independent computer-training business.

  • Founder Director of Computer Office Systems (COSY) PLC specialising in software development aimed at the Insurance Market. Sold to The Innovation Group (TIG) for £55M.

  • IT Director of DCD, a private equity business. Founded IT Division specialised in supporting incubator companies including the first Islamic bank in UK and subsequently repeated in Europe.

JANE HODGES

Background

 

  • Chief Operating Officer of Alexander House Financial Service.  

  • ​Chartered Financial Planner, FPFS, ACII

  • Chief Operating Officer of The Compliance Consortium – The largest privately owned and fastest growing Compliance Services firm in the UK, specializing in PBR, S166.

  • Head of Customer Services for Sesame Bankhall – various roles including compliance. Managed project teams (inc IT and regulatory projects), operational teams (up to 140 staff). Have been involved in sales, customer relationship management, price and proposition design, customer services, compliance delivery, along with many critical project deliveries.

© 4theRecord Compliance Limited 2013-18.

Registered in England & Wales No. 08107961

Registered Address: 20-22 Wenlock Road, London, N1 7GU

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